Financial services and licensing

Financial services and licensing applications

We can assist our clients with applications to be licensed in the following categories:

    R

    Auditors

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    Banks

    R

    Bureaux de Change

    R

    Collective Investment Scheme Intermediaries

    R

    Collective Investment Scheme Managers and Depositaries

    R

    Collective Investment Schemes – Authorised

    R

    Collective Investment Schemes – Experienced Investor Funds

    R

    Collective Investment Schemes – Recognised

    R

    Collective Investment Schemes Administrators

    R

    Company Managers

    R

    E-money Institutions

    R

    Electronic Money and Payment Institution Agents

    R

    EU Investment Firms

    R

    Experienced Investor Fund Directors

    R

    Insurance Companies

    R

    Insurance Intermediaries

    R

    Insurance Managers

    R

    Investment Dealers

    R

    Investment Managers

    R

    Money Transmitters

    R

    Occupational Pension Schemes

    R

    Professional Trustees

    What is required

    A non-refundable fee is payable for each application and the following documents will need to be submitted as a minimum:

    1)    Application form

    2)    Business plan

    3)    Proof of compliance with the “four-eyes” principle. This addresses the issue of the competence of those who will be responsible for the business

    4)    Proof that directors of the proposed business are “fit and proper”. This addresses the requirements of honesty, integrity and good reputation

    Please contact us for further information